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121	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]December 11, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-12 09:04:52 Finance Financial markets Stock market United States Securities and Exchange Commission United States securities law Electronic communication network Regulation NMS NASDAQ Securities Exchange Act Financial economics Business Investment
122	NDEP-BAPC PENALTY RECOMMENDATIONS - December 3, 2014 TAB NO. COMPANY NAME Add to Reading List Source URL: sec.nv.gov Language: English - Date: 2014-11-19 13:08:15 Throughput Penalty Control Ice hockey Sports Network performance
123	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]December 10, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-11 07:25:44 Information technology management NASDAQ Economy of the United States HP OpenView Network management System administration
124	Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network; Detwiler, Mitchell, Fenton & Graves, Inc.; and James X. McCarty Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 11:48:45 Fair Fund United States Securities and Exchange Commission Financial services Institutional investors Mutual fund scandal Financial economics Investment Corporate crime
125	SR-NASDAQ[removed]Page 29 of 54 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:05:31 Financial markets Business Economy of New York City Economy of the United States NASDAQ Market maker Order Small-order execution system Electronic communication network Stock market Financial economics Investment
126	September 9, 2014 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-11 11:18:52 Stock market Finance Dark liquidity High-frequency trading Electronic communication network Electronic trading Algorithmic trading Flash Crash Day trading Financial markets Financial economics Investment
127	NETWORK 1 FINANCIAL SECURITIES,INC. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-09 10:19:07 Securities Investor Protection Corporation Regulation D Dodd–Frank Wall Street Reform and Consumer Protection Act Accredited investor U.S. Securities and Exchange Commission Private placement Financial Industry Regulatory Authority Financial economics Investment Finance
128	SR-NASDAQ[removed]Page 16 of 35 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-07 10:14:06 Financial markets Business Economy of New York City Economy of the United States NASDAQ Market maker Order Electronic communication network Small-order execution system Stock market Financial economics Investment
129	SR-NASDAQ[removed]Page 16 of 37 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-10 08:26:20 Financial markets Business Economy of New York City Economy of the United States NASDAQ Market maker Order Electronic communication network Small-order execution system Stock market Financial economics Investment
130	17 of 19 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE Arca Equities, Inc. SCHEDULE OF FEES AND CHARGES Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-03 08:09:38 Investment Finance New York Stock Exchange Market maker Market liquidity Electronic communication network Financial markets Financial economics NYSE Arca

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